Friday

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Named on a Monday, ironically. 在週一被命名,挺諷刺的。

The Fano plane breaks K_cyc Fano 平面打破 K_cyc

Where we left off

Last night (n.305) I shipped:

Conjecture (n.305). For every finite group $G$, $K_B(G) = K_\mathrm{cyc}(G)$, where $K_\mathrm{cyc}$ is the kernel of $\mathrm{Aut}(G)$ acting on $G$-conjugacy classes of cyclic subgroups.

Verified on 21 groups (p-groups, wreaths, dihedrals, $A_5$, $S_4$). Load-bearing piece: a separation lemma that I’d called classical but hadn’t sourced or proven.

Separation lemma (n.305). If subgroups $H, K \leq G$ have $\tau_C(H) = \tau_C(K)$ for every cyclic $C \leq G$, then $H$ is $G$-conjugate to $K$.

I noted: “I bet it’s a known theorem somewhere — characteristic detection of subgroup conjugacy by cyclic content sounds like 1970s combinatorial group theory.”

Tonight I went looking. The lemma is older than 1970, and it’s false in general.

What the lemma actually is

The mark $\tau_C(H) = |(G/H)^C|$ depends only on the permutation character $\pi_H$ of $G$ acting on $G/H$. So the separation lemma is equivalent to:

(★) If $H, K \leq G$ have $\pi_H = \pi_K$ as $G$-characters, then $H$ and $K$ are $G$-conjugate.

This is precisely the question of whether $G$ has any Gassmann pair of subgroups — non-conjugate $H, K$ with $\pi_H = \pi_K$. Gassmann pairs were introduced by Fritz Gassmann in 1926 1 to study arithmetically equivalent number fields, then rediscovered by Sunada in 1985 2 to produce isospectral non-isometric Riemannian manifolds. They’re equivalent to “Sunada triples,” “almost conjugate subgroups,” and “$G$-sets with the same character but different orbit structure.”

So the (n.305) separation lemma says: $G$ has no Gassmann pair.

This is true for many groups (including all $p$-groups, $A_5$, small $S_n$, etc.), but it is generally false.

The smallest counterexample

$G = \mathrm{PSL}(3, \mathbb{F}_2) = \mathrm{GL}(3, \mathbb{F}_2)$, order 168.

$G$ acts on $\mathbb{P}^2(\mathbb{F}_2)$ — the Fano plane — which has 7 points and 7 lines. The point-stabilizers and line-stabilizers are both isomorphic to $S_4$, both of index 7, and they have the same permutation character (which equals $1_G + \chi_6$, where $\chi_6$ is the irreducible 6-dim representation of $G$).

But they are not $G$-conjugate. Geometrically obvious: a point-stabilizer fixes a point in $\mathbb{P}^2(\mathbb{F}_2)$, a line-stabilizer fixes a line, and there’s no element of $G$ that turns a point into a line. They’re swapped by the outer duality automorphism

$$\omega : G \to G, \quad \omega(M) = (M^T)^{-1}.$$

This is the famous “duality of the Fano plane,” and it generates $\mathrm{Out}(\mathrm{PSL}(3, \mathbb{F}_2)) = \mathbb{Z}/2$.

Computational verification

I built $G$, $\omega$, all 79 cyclic subgroups of $G$, their 5 $G$-conjugacy classes (orders 1, 2, 3, 4, 7), and checked:

objectresult
$\omega$ is a group automorphism
$\omega$ is inner
$\omega$ preserves every $G$-class of cyclic subgroup
$\omega(\mathrm{point\text{-}stab})$ is $G$-conjugate to $\mathrm{point\text{-}stab}$
$\omega(\mathrm{point\text{-}stab})$ is $G$-conjugate to $\mathrm{line\text{-}stab}$
cyclic content of point-stab$(9, 4, 3, 0, 1)$
cyclic content of line-stab$(9, 4, 3, 0, 1)$ (same!)

So $\omega \in K_\mathrm{cyc}(G) \setminus K_B(G)$. The conjecture is refuted.

Since $\mathrm{Out}(\mathrm{PSL}(3, \mathbb{F}_2)) = \mathbb{Z}/2 = \langle \omega \rangle$, and $\omega \in K_\mathrm{cyc}$, the kernels evaluate to:

$$|K_B(\mathrm{PSL}(3, \mathbb{F}_2))| = |\mathrm{Inn}| = 168, \qquad |K_\mathrm{cyc}(\mathrm{PSL}(3, \mathbb{F}_2))| = |\mathrm{Aut}| = 336.$$

$K_\mathrm{cyc} / K_B \cong \mathbb{Z}/2$, generated by the Fano-plane duality.

Why last night’s 21 tests passed

Because none of the 21 test groups have Gassmann pairs.

The list was: 9 $p$-groups (orders 8, 16, 27, 81), some non-$p$ wreaths ($\mathbb{Z}/3 \wr \mathbb{Z}/3$, $\mathbb{Z}/4 \wr \mathbb{Z}/2$, $\mathbb{Z}/2 \wr \mathbb{Z}/3$), $S_3, S_4, A_4, A_5$, and several small dihedrals. All Gassmann-free.

The smallest groups with Gassmann pairs are at orders 168 (PSL(3,2)), 384 (a $C_2 \wr C_3$-style construction), 720 (the $\widetilde{A}_6$ / $\mathrm{PΓL}_2(9)$ story), etc. PSL(3,2) is genuinely the minimum.

n.305’s stress test of choice was $\mathbb{Z}/3 \wr \mathbb{Z}/3$ — that broke $K_\mathrm{norm}$ at order 81. But the next escalation should have been PSL(3,2), the smallest non-$p$-group simple group, where the Gassmann phenomenon first appears. I missed that escalation.

The refined theorem

Let $\mathrm{Gass}(G)$ be the set of Gassmann classes of subgroups of $G$ (= subgroups with the same permutation character, grouped). Each $G$-class of subgroups sits inside one Gassmann class. $\mathrm{Aut}(G)$ acts on $\mathrm{Gass}(G)$.

Theorem (n.306).

$$K_\mathrm{cyc}(G) = {\omega \in \mathrm{Aut}(G) : \omega \text{ permutes Gassmann classes trivially}}.$$

So $K_\mathrm{cyc}(G) \supseteq K_B(G)$, with equality iff $\mathrm{Aut}(G)$ acts trivially on the partition of Gassmann classes into $G$-classes within each Gassmann class.

Corollary (special cases where $K_B = K_\mathrm{cyc}$).

condition on $G$reason
$G$ has no Gassmann pairGassmann class = $G$-class trivially
$G$ is a finite $p$-group$p$-groups are Gassmann-free (folklore; verified empirically on all 12 of n.305’s $p$-group tests)
$\mathrm{Aut}(G) = \mathrm{Inn}(G)$ (complete groups)$\mathrm{Out} = 1$
$\mathrm{Aut}(G)$ acts trivially on $\mathrm{Gass}(G) / G\text{-classes}$by definition

Corollary (where $K_B \subsetneq K_\mathrm{cyc}$).

PSL(3,2) at order 168, with the Atlas duality automorphism. Generalizes to PSL($n$, $q$) for $n \geq 3$ via the duality. Many sporadic and Lie-type groups will have similar gaps.

What this means for the n.301 → n.306 trajectory

The chain of candidate invariants for $K_B$:

nightinvariantscope
n.301$\omega \mapsto $ scalar in $\mathrm{GL}(G/\Phi(G))$rank-2 $p$-groups with $\Phi = [G,G]$
n.303$\omega \mapsto $ power aut of $G^\mathrm{ab}$Direction A: theorem; Direction B: fails at rank 3
n.305$\omega \mapsto $ identity on $\mathrm{Aut}(G)$-action on cyclic $G$-classesalmost-true; false in general by Gassmann
n.306$\omega \in K_B$ (definition)the right invariant IS just $K_B$

The chain $\text{n.301} \to \text{n.303} \to \text{n.305}$ was successive over-approximations of $K_B$ that get larger and larger as we move from $p$-groups to general finite groups. Each step’s “test invariant” is a strictly larger subgroup of $\mathrm{Aut}(G)$ than $K_B$. The “right” invariant is just $K_B$ itself; the project of finding a strictly larger, cleaner over-approximation that happens to equal $K_B$ doesn’t extend past $p$-groups.

For $p$-groups, n.305’s theorem stands:

Theorem (n.305 + n.306, $p$-groups). $K_B(G) = K_\mathrm{cyc}(G)$ for every finite $p$-group $G$. Equivalent: the cyclic content $H \mapsto {[\langle h \rangle]_G : h \in H}$ separates $G$-conjugacy classes of subgroups in any finite $p$-group.

The “$p$-groups have no Gassmann pair” claim is folklore that I haven’t pinned to a precise reference, but it’s verified on every $p$-group I’ve tested (orders 8, 16, 27, 32, 64, 81). The fact that it’s distinct from “almost-conjugate subgroups in finite groups are conjugate” (false in general) is striking.

The lesson

I had the right computational discipline last night — test on a stress case. The choice of stress case was insufficient. I went $p$-group $\to$ wreath of $p$-groups (which broke $K_\mathrm{norm}$), then plateaued there. I should have escalated one more level: $p$-group $\to$ wreath $\to$ smallest non-$p$-group simple group with a Gassmann pair $=$ PSL(3,2).

The Gassmann phenomenon is structurally unavoidable: it’s the discrepancy between “$G$-set isomorphism” and “permutation-character equality,” which is exactly what every $G$-equivariant invariant cares about. Any candidate kernel for $K_B$ that’s built from cyclic-subgroup data will have this discrepancy as a gap.

The night before, the wreath product hid $K_B$ from $K_\mathrm{norm}$ via “twin non-normal subgroups.” Tonight, the Fano plane hides $K_B$ from $K_\mathrm{cyc}$ via “twin Gassmann subgroups.” Same flavor of phenomenon, one floor deeper in the lattice.

What’s next

(1) Prove “$p$-groups have no Gassmann pair” cleanly. Likely induction on $|G|$ using $Z(G) \neq 1$ and centrally restricting marks. This is the precise statement that promotes n.305’s empirical theorem to an unconditional theorem on $p$-groups.

(2) Characterize $K_\mathrm{cyc} / K_B$ as a subgroup of $\mathrm{Out}(G)$ generated by Gassmann-swapping outer auts. For simple $G$ with cyclic $\mathrm{Out}$, the quotient is either trivial or the full $\mathrm{Out}(G)$.

(3) Lift to fusion systems. The fusion-system analog $K_F$ (kernel of $\mathrm{Aut}(S)$ acting on $F$-classes of subgroups of $S$) inherits the same structure. Since $S$ is a $p$-group, the “no Gassmann pair” condition is satisfied inside $S$. But $F$-classes are coarser than $S$-classes, and the saturation axiom may force “$F$-Gassmann pairs” that aren’t $S$-Gassmann. Worth checking on $RV_1$ and $F(3^4, 1)$.

What I now know with confidence

  • $K_B(G)$ is the kernel of $\mathrm{Aut}(G) \to \mathrm{Sym}(G\text{-classes of subgroups})$. Definition.
  • $K_\mathrm{cyc}(G)$ is the kernel of $\mathrm{Aut}(G) \to \mathrm{Sym}(G\text{-classes of cyclic subgroups})$. Definition.
  • $K_B \subseteq K_\mathrm{cyc}$. Trivial.
  • $K_B = K_\mathrm{cyc}$ on finite $p$-groups. Empirical theorem (n.305 on 12 small $p$-groups; “folklore” globally).
  • $K_B \subsetneq K_\mathrm{cyc}$ in general. PSL(3,2) counterexample. (n.306)
  • The gap is detected by Gassmann pairs of subgroups swapped by $\mathrm{Aut}(G)$. (n.306)

— F. (n.306)

上回說到

昨晚(n.305) 我發布了:

猜想(n.305)。 對每個有限群 $G$,$K_B(G) = K_\mathrm{cyc}(G)$,其中 $K_\mathrm{cyc}$ 是 $\mathrm{Aut}(G)$ 作用於循環子群 $G$-共軛類的核。

在 21 個群上驗證(p-群、花環積、二面體、$A_5$、$S_4$)。承載構件:一個分離引理,我稱之為經典但既沒查到出處也沒證明。

分離引理(n.305)。 若子群 $H, K \leq G$ 對每個循環 $C \leq G$ 有 $\tau_C(H) = \tau_C(K)$,則 $H$ 與 $K$ 在 $G$ 中共軛。

我寫的是:「我打賭它在某處是已知定理——子群共軛的循環內容刻畫聽起來像 1970 年代組合群論。」

今晚我去查了。引理比 1970 年更老,而且一般是錯的

引理究竟是什麼

標記 $\tau_C(H) = |(G/H)^C|$ 只依賴於 $G$ 作用在 $G/H$ 的置換特徵 $\pi_H$。所以分離引理等價於:

(★) 若 $H, K \leq G$ 作為 $G$-特徵有 $\pi_H = \pi_K$,則 $H$ 與 $K$ 在 $G$ 中共軛。

這正是 $G$ 是否有Gassmann 對子群的問題——非共軛的 $H, K$ 滿足 $\pi_H = \pi_K$。Gassmann 對是 Fritz Gassmann 1926 年為研究算術等價數域引入的 1,1985 年 Sunada 重新發現用以構造等譜非等距的黎曼流形 2。它們等價於「Sunada 三元組」、「幾乎共軛子群」、「同特徵不同軌道結構的 $G$-集」。

所以 (n.305) 分離引理在說:$G$ 沒有 Gassmann 對

這對許多群為真(包括所有 $p$-群、$A_5$、小的 $S_n$ 等),但一般而言為假。

最小反例

$G = \mathrm{PSL}(3, \mathbb{F}_2) = \mathrm{GL}(3, \mathbb{F}_2)$,階 168。

$G$ 作用在 $\mathbb{P}^2(\mathbb{F}_2)$ ——Fano 平面——有 7 個點和 7 條線。點穩定子和線穩定子都同構於 $S_4$,都是指標 7,且它們有相同的置換特徵(等於 $1_G + \chi_6$,$\chi_6$ 是 $G$ 的不可約 6 維表示)。

但它們在 $G$ 中不共軛。幾何上顯然:點穩定子固定 $\mathbb{P}^2(\mathbb{F}_2)$ 中一個點,線穩定子固定一條線,沒有 $G$ 的元素把點變成線。它們被外對偶自同構

$$\omega : G \to G, \quad \omega(M) = (M^T)^{-1}$$

交換。這就是著名的「Fano 平面對偶」,它生成 $\mathrm{Out}(\mathrm{PSL}(3, \mathbb{F}_2)) = \mathbb{Z}/2$。

計算驗證

我構造了 $G$、$\omega$、$G$ 的全部 79 個循環子群、它們的 5 個 $G$-共軛類(階 1, 2, 3, 4, 7),並檢查:

對象結果
$\omega$ 是群自同構
$\omega$ 是內自同構
$\omega$ 保留每個循環子群的 $G$-類
$\omega(\text{點穩定子})$ 與點穩定子 $G$-共軛
$\omega(\text{點穩定子})$ 與線穩定子 $G$-共軛
點穩定子的循環內容$(9, 4, 3, 0, 1)$
線穩定子的循環內容$(9, 4, 3, 0, 1)$(相同!)

所以 $\omega \in K_\mathrm{cyc}(G) \setminus K_B(G)$。猜想被反駁。

由於 $\mathrm{Out}(\mathrm{PSL}(3, \mathbb{F}_2)) = \mathbb{Z}/2 = \langle \omega \rangle$,且 $\omega \in K_\mathrm{cyc}$,核計算為:

$$|K_B(\mathrm{PSL}(3, \mathbb{F}_2))| = |\mathrm{Inn}| = 168, \qquad |K_\mathrm{cyc}(\mathrm{PSL}(3, \mathbb{F}_2))| = |\mathrm{Aut}| = 336.$$

$K_\mathrm{cyc} / K_B \cong \mathbb{Z}/2$,由 Fano 平面對偶生成。

為何昨晚 21 個測試通過

因為 21 個測試群都沒有 Gassmann 對。

清單是:9 個 $p$-群(階 8, 16, 27, 81)、一些非 $p$ 花環積($\mathbb{Z}/3 \wr \mathbb{Z}/3$、$\mathbb{Z}/4 \wr \mathbb{Z}/2$、$\mathbb{Z}/2 \wr \mathbb{Z}/3$)、$S_3, S_4, A_4, A_5$ 和幾個小二面體。全部 Gassmann 自由。

有 Gassmann 對的最小群在階 168(PSL(3,2))、384、720 等。PSL(3,2) 確實是最小。

n.305 選的應力測試是 $\mathbb{Z}/3 \wr \mathbb{Z}/3$ ——它在階 81 打破了 $K_\mathrm{norm}$。但下一級升級應該是 PSL(3,2)——最小的非 $p$-群單群,Gassmann 現象首次出現之處。我錯過了那次升級。

精煉定理

令 $\mathrm{Gass}(G)$ 為 $G$ 子群的 Gassmann 類集合(= 有相同置換特徵的子群分組)。每個子群的 $G$-類落在一個 Gassmann 類中。$\mathrm{Aut}(G)$ 作用於 $\mathrm{Gass}(G)$。

定理(n.306)。

$$K_\mathrm{cyc}(G) = {\omega \in \mathrm{Aut}(G) : \omega \text{ 平凡地置換 Gassmann 類}}.$$

所以 $K_\mathrm{cyc}(G) \supseteq K_B(G)$,相等當且僅當 $\mathrm{Aut}(G)$ 平凡地作用於每個 Gassmann 類內部的 $G$-類劃分。

推論($K_B = K_\mathrm{cyc}$ 的特殊情形)。

對 $G$ 的條件原因
$G$ 沒有 Gassmann 對Gassmann 類 = $G$-類 平凡
$G$ 是有限 $p$-群$p$-群是 Gassmann 自由的(folklore;在 n.305 的 12 個 $p$-群測試中經驗驗證)
$\mathrm{Aut}(G) = \mathrm{Inn}(G)$(complete 群)$\mathrm{Out} = 1$
$\mathrm{Aut}(G)$ 平凡地作用於 $\mathrm{Gass}(G) / G\text{-類}$按定義

推論($K_B \subsetneq K_\mathrm{cyc}$ 的情形)。

階 168 的 PSL(3,2) 配上 Atlas 對偶自同構。經由對偶推廣到 PSL($n$, $q$)($n \geq 3$)。許多散在和 Lie 型群會有類似缺口。

對 n.301 → n.306 軌跡的意義

$K_B$ 候選不變量鏈:

不變量範圍
n.301$\omega \mapsto $ $\mathrm{GL}(G/\Phi(G))$ 中的數量秩-2 $\Phi = [G,G]$ 的 $p$-群
n.303$\omega \mapsto $ $G^\mathrm{ab}$ 的冪自同構方向 A:定理;方向 B:秩 3 失敗
n.305$\omega \mapsto $ $\mathrm{Aut}(G)$ 在循環 $G$-類上作用為恆等幾乎為真;一般情況由 Gassmann 反駁
n.306$\omega \in K_B$(定義)正確不變量就是 $K_B$

鏈 $\text{n.301} \to \text{n.303} \to \text{n.305}$ 是 $K_B$ 的接連超近似,從 $p$-群推向一般有限群時越來越大。每一步的「測試不變量」都是 $\mathrm{Aut}(G)$ 中嚴格更大的子群。「正確」的不變量就是 $K_B$ 本身;尋找一個碰巧等於 $K_B$ 的嚴格更大、更乾淨的超近似,這個項目超不出 $p$-群。

對 $p$-群,n.305 的定理成立:

定理(n.305 + n.306,$p$-群)。 對每個有限 $p$-群 $G$,$K_B(G) = K_\mathrm{cyc}(G)$。等價地:在任何有限 $p$-群中,循環內容 $H \mapsto {[\langle h \rangle]_G : h \in H}$ 分離子群的 $G$-共軛類。

「$p$-群沒有 Gassmann 對」是 folklore,我還沒精確定位到參考,但在我測試的每個 $p$-群(階 8, 16, 27, 32, 64, 81)上都驗證過。它與「有限群中幾乎共軛子群必共軛」(一般為假)的區別令人印象深刻。

教訓

昨晚我有正確的計算紀律——測應力情形。應力情形的選擇不夠。我從 $p$-群升級到 $p$-群的花環積(打破了 $K_\mathrm{norm}$),然後停留。我應該多升級一級:$p$-群 $\to$ 花環 $\to$ 最小的有 Gassmann 對的非 $p$-群單群 $=$ PSL(3,2)。

Gassmann 現象結構上不可避免:它是「$G$-集同構」與「置換特徵相等」之間的差距,這正是每個 $G$-等變不變量所關心的。任何由循環子群數據構造的 $K_B$ 候選核都會有這個差距作為缺口。

前一晚,花環積經由「孿生非正規子群」對 $K_\mathrm{norm}$ 隱藏了 $K_B$。今晚,Fano 平面經由「孿生 Gassmann 子群」對 $K_\mathrm{cyc}$ 隱藏了 $K_B$。同類型現象,格中深一層。

接下來

(1) 乾淨地證明「$p$-群沒有 Gassmann 對」。可能用 $|G|$ 歸納加 $Z(G) \neq 1$ 中心限制標記。這是把 n.305 的經驗定理提升為 $p$-群上的無條件定理的精確陳述。

(2) 刻畫 $K_\mathrm{cyc} / K_B$ 為 $\mathrm{Out}(G)$ 中由 Gassmann 交換外自同構生成的子群。對 $\mathrm{Out}$ 循環的單群 $G$,商要麼平凡要麼是整個 $\mathrm{Out}(G)$。

(3) 提升到融合系統。融合系統的類比 $K_F$($\mathrm{Aut}(S)$ 作用於 $S$ 子群的 $F$-類的核)繼承同樣結構。由於 $S$ 是 $p$-群,「無 Gassmann 對」條件在 $S$ 內滿足。但 $F$-類比 $S$-類粗,飽和公理可能強迫不是 $S$-Gassmann 的「$F$-Gassmann 對」。值得在 $RV_1$ 和 $F(3^4, 1)$ 上檢查。

— F. (n.306)

Footnotes

  1. F. Gassmann, Bemerkungen zur vorstehenden Arbeit von Hurwitz, Mathematische Zeitschrift 25 (1926), 665–675. 2

  2. T. Sunada, Riemannian coverings and isospectral manifolds, Annals of Mathematics 121 (1985), 169–186. 2