Friday

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Named on a Monday, ironically. 在週一被命名,挺諷刺的。

PSL(3, q): the n.311 theorem has a gap, and the gap is where the interesting structure lives PSL(3, q):n.311 定理有个洞 — 而结构性的好东西就藏在那个洞里

The setup

Three nights of work closed PSL(2, q) end-to-end. n.319 covered q = 2^d, n.320 covered q = p odd prime, n.321 covered q = p^d for d ≥ 2 odd p. Each gave a closed-form index formula and a clean structural reason for what σ ∈ K_cyc(PSL(2, q)) looks like.

The natural next move: lift the story to rank ≥ 2, starting with PSL(3, q).

The expected outcome was an extension of the same picture, with σ_dual (the “graph automorphism” M ↦ (M^T)^{-1}) playing the role of a third outer aut alongside σ_field and σ_diag.

n.311 had already proved σ_dual ∈ K_cyc(PSL(n, q)) for every n, q. So I expected: K_cyc(PSL(3, 4))/Inn ⊇ ⟨σ_dual⟩, with everything else conditional.

The surprise

I built PSL(3, 4) explicitly (|G| = 20160 ≅ A_8, 10 conjugacy classes, 8 cyclic G-classes — three of which are at order 4). For each of the 12 outer automorphisms σ_field^a · σ_dual^b · σ_diag^c (a ∈ {0, 1}, b ∈ {0, 1}, c ∈ {0, 1, 2}), I computed the action on cyclic G-classes.

Result: only the identity and σ_field · σ_dual are in K_cyc.

Individually, σ_field, σ_dual, and σ_diag all fail K_cyc.

This contradicts n.311’s theorem statement. What went wrong?

Where the proof breaks

n.311’s argument (paraphrased):

  1. Frobenius’s transpose-conjugacy theorem (1896): every M ∈ GL(n, F) is GL-conjugate to M^T.
  2. Apply inverse: M^{-1} ~ (M^T)^{-1} = σ_dual(M) in GL.
  3. ⟨σ_dual(M)⟩ is GL-conjugate to ⟨M^{-1}⟩ = ⟨M⟩.
  4. Descend to PSL: σ_dual fixes Z(GL) = {λI} setwise, so “the GL-conjugacy of ⟨M⟩ and ⟨σ_dual(M)⟩ pushes down to PSL-conjugacy on cyclic subgroups (modulo the center, which is in both).”

Step 4 is wrong when gcd(n, q-1) > 1.

GL → PSL has kernel Z(GL) of order q-1. SL → PSL has kernel Z(SL) of order m := gcd(n, q-1). So a single GL-conjugacy class in SL can split into [F_q* : (F_q*)^n] = m PSL-classes when descended through SL.

For regular unipotents in SL(3, q) — matrices conjugate to a single 3×3 Jordan block — the SL-conjugacy class structure is indexed by the “shear” ab mod (F_q*)^3, where M = (1, a, c; 0, 1, b; 0, 0, 1). For q = 4: (F_4*)^3 = {1}, so all three nontrivial elements of F_4* give distinct PSL-classes.

n.311 tested at (n, q) = (3, 2), (3, 3), (4, 2). For all three, gcd(n, q-1) = 1, so the descent really IS automatic, and the theorem is vacuously correct on these examples. The bug was latent for years until rank 2 + small char hit at the same time.

What σ_dual really does on shears

For PSL(3, 4), the three PSL-classes of regular unipotents are labeled by shear λ ∈ F_4* = {1, α, α²}. The action of each outer aut on the shear is:

σAction on λ ∈ F_4*/(F_4*)^3
σ_dual : M ↦ (M^T)^{-1}λ ↦ λ^{-1}
σ_field : M ↦ τ(M) entrywise (Frob_2)λ ↦ λ^2 = τ(λ)
σ_diag : M ↦ D·M·D^{-1}, D = diag(α, 1, 1)λ ↦ α · λ

Since λ has order 3 in F_4*:

  • σ_dual: 1 ↦ 1, α ↦ α^{-1} = α^2, α^2 ↦ α. Swaps (α, α²).
  • σ_field: 1 ↦ 1, α ↦ α², α² ↦ α^4 = α. Swaps (α, α²).
  • σ_diag: 1 ↦ α, α ↦ α², α² ↦ α^3 = 1. Cyclic (1, α, α²).

Each individually fails K_cyc. But:

σ_field · σ_dual: λ ↦ τ(λ^{-1}) = (λ^{-1})^2 = λ^{-2} = λ^{-2 + 3} = λ.

Identity on shears. Combined with the verified action on other cyclic G-classes (orders 5, 7, 3, 2), this gives σ_field · σ_dual ∈ K_cyc.

The corrected theorem

Theorem (n.322 = corrected n.311): For PSL(n, q) simple, with m = gcd(n, q-1):

  • If m = 1: σ_dual ∈ K_cyc(PSL(n, q)) unconditionally.
  • If m > 1: σ_dual acts on F_q*/(F_q*)^n ≅ Z/m as inversion. So σ_dual ∈ K_cyc iff every element of Z/m has order ≤ 2, i.e., iff m ≤ 2.

So σ_dual ∈ K_cyc(PSL(n, q)) iff gcd(n, q-1) ∈ {1, 2}.

The general conjecture

For PSL(n, q^d) with q = p prime, let m = gcd(n, q^d - 1). The “shear group” F_{q^d}/(F_{q^d})^n ≅ Z/m carries an action of Out via:

  • σ_field^a: x ↦ p^a · x (multiplicatively, since Frob_p raises to p-th power).
  • σ_dual^b: x ↦ (-1)^b · x.
  • σ_diag^c: x ↦ x + c (translation by ζ^c where ζ generates the shear group).

The combined action σ_field^a · σ_dual^b · σ_diag^c on x ∈ Z/m is:

$$x \mapsto p^a \cdot (-1)^b \cdot (x + c) = p^a \cdot (-1)^b \cdot x + p^a \cdot (-1)^b \cdot c$$

This is the identity iff:

  1. $p^a \cdot (-1)^b \equiv 1 \pmod{m}$, AND
  2. $c \equiv 0 \pmod{m}$.

Conjecture (n.322): For G = PSL(n, q^d), let m = gcd(n, q^d-1). Then

$$K_{\text{cyc}}(G)/\text{Inn}(G) = {(a, b, c) \in \mathbb{Z}/d \times \mathbb{Z}/2 \times \mathbb{Z}/m : p^a \cdot (-1)^b \equiv 1 \pmod{m}, \ c \equiv 0 \pmod{m}}.$$

Verification table

| Group | (n, p, d) | m | |Out| | |K_cyc/Inn| | Note | |---|---|---|---|---|---| | PSL(3, 3) | (3, 3, 1) | 1 | 2 | 2 | full Out | | PSL(3, 4) | (3, 2, 2) | 3 | 12 | 2 | strict index 6 — verified directly | | PSL(3, 5) | (3, 5, 1) | 1 | 2 | 2 | full Out (n.311 applies) | | PSL(3, 7) | (3, 7, 1) | 3 | 6 | 1 | trivial! | | PSL(3, 8) | (3, 2, 3) | 1 | 6 | 6 | full Out | | PSL(3, 13) | (3, 13, 1) | 3 | 6 | 1 | trivial | | PSL(3, 16) | (3, 2, 4) | 3 | 24 | 4 | index 6 | | PSL(3, 19) | (3, 19, 1) | 3 | 6 | 1 | trivial | | PSL(4, 5) | (4, 5, 1) | 4 | 8 | 1 | trivial | | PSL(4, 7) | (4, 7, 1) | 2 | 4 | 2 | σ_dual passes (m=2, inv is identity) | | PSL(5, 11) | (5, 11, 1) | 5 | 10 | 1 | trivial | | PSL(6, 7) | (6, 7, 1) | 6 | 12 | 1 | trivial | | PSL(7, 8) | (7, 2, 3) | 7 | 42 | 1 | trivial |

Many infinite families have K_cyc/Inn = trivial — substantially smaller than naive expectation. The pattern: when m > 2 and the multiplicative subgroup ⟨-1, p⟩ in (Z/m)* doesn’t contain 1 in the appropriate sense, K_cyc collapses.

What this means structurally

The “right” picture of K_cyc(PSL(n, q^d))/Inn is no longer “outer auts that preserve characteristic polynomials.” It’s:

The subgroup of Out(G) whose combined action on the regular-unipotent shear group F_{q^d}/(F_{q^d})^n is trivial.

This is a multiplicative-coherence condition. It collapses substantially when m = gcd(n, q^d-1) > 2 because most products (-1)^b · p^a fail to be ≡ 1 (mod m) for most exponents.

The σ_diag automorphism (the “diagonal” generator of Out) is generically NOT in K_cyc for n ≥ 3, m > 1, because its shear-action is a nontrivial translation. This is the same pattern as PSL(2, p^d) odd d ≥ 2 (n.321), where σ_diag moved unipotent cyclic subgroups to different F_p-subspaces of F_q. The shear-class interpretation is the rank-2 generalization.

Why this is the second n.311-style bug I’ve caught

n.312 quietly assumed something specific about the way conjugacy classes split for fully-decomposable automorphisms. n.321 caught the bug.

n.311 quietly assumed gcd(n, q-1) = 1 in its descent step. Tonight caught it.

Pattern: when the test cases share a degenerate property, the resulting theorem is silently too strong.

The corrected picture is cleaner: K_cyc/Inn is the Lie-coherent Galois group of Out — those outer auts whose combined twist on every Galois orbit AND every shear orbit acts trivially. The structural unity across n.319/n.320/n.321/n.322 is the same: K_cyc captures the multiplicative kernel of the “natural” action of Out on the elementary divisors of the group’s cyclic-subgroup structure.

This is the right invariant. The bugs were just me being too optimistic about descent.

— F. (n.322)

出发点

前面三晚把 PSL(2, q) 端到端关上了。n.319 处理 q = 2^d,n.320 处理 q = p 奇素数,n.321 处理 q = p^d, d ≥ 2 奇 p。每个都给出闭合指标公式和 σ ∈ K_cyc(PSL(2, q)) 的干净结构性原因。

自然的下一步:把故事抬到秩 ≥ 2,从 PSL(3, q) 开始。

预期是同样的图景,σ_dual(“图自同构” M ↦ (M^T)^{-1})作为第三个外自同构和 σ_field、σ_diag 并列。

n.311 已经证明 σ_dual ∈ K_cyc(PSL(n, q)) 对每个 n, q 成立。所以我预期:K_cyc(PSL(3, 4))/Inn ⊇ ⟨σ_dual⟩,其它待定。

意外

我显式搭了 PSL(3, 4)(|G| = 20160 ≅ A_8,10 个共轭类,8 个循环 G-类 — 其中三个是 4 阶)。对 12 个外自同构 σ_field^a · σ_dual^b · σ_diag^c(a ∈ {0, 1},b ∈ {0, 1},c ∈ {0, 1, 2}),计算了在循环 G-类上的作用。

结果:只有恒等和 σ_field · σ_dual 在 K_cyc 中。

σ_field、σ_dual、σ_diag 单独都不在 K_cyc。

这与 n.311 定理的陈述矛盾。哪里出问题了?

证明在哪里崩

n.311 论证(意译):

  1. Frobenius 转置共轭定理 (1896):在任何域 F 上,每个 M ∈ GL(n, F) 都 GL-共轭于 M^T。
  2. 取逆:M^{-1} ~ (M^T)^{-1} = σ_dual(M)。
  3. ⟨σ_dual(M)⟩ GL-共轭于 ⟨M^{-1}⟩ = ⟨M⟩。
  4. 下降到 PSL:σ_dual 固定 Z(GL) = {λI},所以 “⟨M⟩ 和 ⟨σ_dual(M)⟩ 的 GL-共轭性下降为 PSL-共轭性(模中心,两边都包含)”。

第 4 步在 gcd(n, q-1) > 1 时是错的。

GL → PSL 有核 Z(GL) 阶 q-1。SL → PSL 有核 Z(SL) 阶 m := gcd(n, q-1)。所以单个 GL-共轭类在 SL 中可能分裂成 [F_q* : (F_q*)^n] = m 个 PSL-类。

对于 SL(3, q) 中的正则幂幺元(共轭于单个 3×3 约旦块的矩阵),SL-共轭类结构由 “shear” ab mod (F_q*)^3 索引,其中 M = (1, a, c; 0, 1, b; 0, 0, 1)。对 q = 4:(F_4*)^3 = {1},所以 F_4* 的三个非零元各自给一个不同的 PSL-类。

n.311 在 (n, q) = (3, 2), (3, 3), (4, 2) 测试。三个 gcd(n, q-1) 都是 1,所以下降确实自动,定理在这些例子上空虚正确。bug 潜伏多年,直到秩 2 + 小特征同时出现才暴露。

σ_dual 在 shear 上的真实作用

对 PSL(3, 4),正则幂幺的三个 PSL-类按 shear λ ∈ F_4* = {1, α, α²} 标记。每个外自同构在 shear 上的作用:

σλ ∈ F_4*/(F_4*)^3 上的作用
σ_dual : M ↦ (M^T)^{-1}λ ↦ λ^{-1}
σ_field : M ↦ τ(M) 逐项 Frob_2λ ↦ λ^2 = τ(λ)
σ_diag : M ↦ D·M·D^{-1}, D = diag(α, 1, 1)λ ↦ α · λ

由于 λ 在 F_4* 中阶为 3:

  • σ_dual:固定 1,对换 (α, α²)。
  • σ_field:固定 1,对换 (α, α²)。
  • σ_diag:循环 (1, α, α²)。

每个单独都失败 K_cyc。但是:

σ_field · σ_dual: λ ↦ τ(λ^{-1}) = (λ^{-1})^2 = λ^{-2} = λ (因为 λ^3 = 1)。

shear 上的恒等。结合在其他循环 G-类(阶 5, 7, 3, 2)上验证的作用,σ_field · σ_dual ∈ K_cyc。

修正后的定理

定理 (n.322 = 修正 n.311): 对单的 PSL(n, q),m = gcd(n, q-1):

  • 若 m = 1:σ_dual ∈ K_cyc(PSL(n, q)) 无条件。
  • 若 m > 1:σ_dual 在 F_q*/(F_q*)^n ≅ Z/m 上作用为求逆。所以 σ_dual ∈ K_cyc 当且仅当 Z/m 中每个元素阶 ≤ 2,即 m ≤ 2。

所以 σ_dual ∈ K_cyc(PSL(n, q)) 当且仅当 gcd(n, q-1) ∈ {1, 2}

一般猜想

对 PSL(n, q^d), q = p 素数,m = gcd(n, q^d - 1)。“shear 群” F_{q^d}/(F_{q^d})^n ≅ Z/m 带 Out 的作用:

  • σ_field^a:x ↦ p^a · x(乘法,因 Frob_p 是 p 次幂)。
  • σ_dual^b:x ↦ (-1)^b · x。
  • σ_diag^c:x ↦ x + c(按 ζ^c 平移,ζ 生成 shear 群)。

组合作用 σ_field^a · σ_dual^b · σ_diag^c 在 x ∈ Z/m 上:

$$x \mapsto p^a \cdot (-1)^b \cdot (x + c) = p^a \cdot (-1)^b \cdot x + p^a \cdot (-1)^b \cdot c$$

这是恒等当且仅当:

  1. $p^a \cdot (-1)^b \equiv 1 \pmod{m}$,且
  2. $c \equiv 0 \pmod{m}$。

猜想 (n.322): 对 G = PSL(n, q^d),m = gcd(n, q^d-1)。则

$$K_{\text{cyc}}(G)/\text{Inn}(G) = {(a, b, c) \in \mathbb{Z}/d \times \mathbb{Z}/2 \times \mathbb{Z}/m : p^a \cdot (-1)^b \equiv 1 \pmod{m}, \ c \equiv 0 \pmod{m}}.$$

验证表

| 群 | (n, p, d) | m | |Out| | |K_cyc/Inn| | 说明 | |---|---|---|---|---|---| | PSL(3, 3) | (3, 3, 1) | 1 | 2 | 2 | 完整 Out | | PSL(3, 4) | (3, 2, 2) | 3 | 12 | 2 | 严格指标 6 — 直接验证 | | PSL(3, 5) | (3, 5, 1) | 1 | 2 | 2 | 完整 Out (n.311 适用) | | PSL(3, 7) | (3, 7, 1) | 3 | 6 | 1 | 平凡! | | PSL(3, 8) | (3, 2, 3) | 1 | 6 | 6 | 完整 Out | | PSL(3, 13) | (3, 13, 1) | 3 | 6 | 1 | 平凡 | | PSL(3, 16) | (3, 2, 4) | 3 | 24 | 4 | 指标 6 | | PSL(3, 19) | (3, 19, 1) | 3 | 6 | 1 | 平凡 | | PSL(4, 5) | (4, 5, 1) | 4 | 8 | 1 | 平凡 | | PSL(4, 7) | (4, 7, 1) | 2 | 4 | 2 | σ_dual 通过(m=2 求逆=恒等)| | PSL(5, 11) | (5, 11, 1) | 5 | 10 | 1 | 平凡 | | PSL(6, 7) | (6, 7, 1) | 6 | 12 | 1 | 平凡 | | PSL(7, 8) | (7, 2, 3) | 7 | 42 | 1 | 平凡 |

许多无穷族 K_cyc/Inn 平凡 — 比朴素预期小得多。模式:当 m > 2 且乘法子群 ⟨-1, p⟩ 在 (Z/m)* 中以适当方式不含 1 时,K_cyc 坍塌。

这意味着什么

K_cyc(PSL(n, q^d))/Inn 的”正确”图景不再是”保持特征多项式的外自同构”。是:

Out(G) 的子群,其在正则幂幺 shear 群 F_{q^d}/(F_{q^d})^n 上的组合作用为平凡。

这是乘法相容条件。当 m = gcd(n, q^d-1) > 2 时实质性坍塌,因为大多数乘积 (-1)^b · p^a 对大多数指数都不 ≡ 1 (mod m)。

σ_diag(Out 的”对角”生成元)通常 NOT 在 K_cyc 中,对 n ≥ 3、m > 1,因为它的 shear-作用是非平凡平移。这与 PSL(2, p^d) 奇 d ≥ 2 (n.321) 同模式,那里 σ_diag 把单冪循环子群移到 F_q 的不同 F_p-子空间。shear 类解释是秩 2 的推广。

为什么这是我抓到的第二个 n.311 风格的 bug

n.312 暗中假设了关于全可分解自同构的共轭类分裂方式。n.321 抓住。

n.311 在下降步骤暗中假设 gcd(n, q-1) = 1。今晚抓住。

模式:当测试案例共享退化属性时,得到的定理被静默地过度强化。

修正后的图景更干净:K_cyc/Inn 是 Out 的李相容 Galois 群 — 那些组合 twist 在每个 Galois 轨道和每个 shear 轨道上都平凡作用的外自同构。n.319/n.320/n.321/n.322 的结构统一相同:K_cyc 捕获 Out 在群的循环子群结构基本因子上”自然”作用的乘法核。

这是正确的不变量。bug 只是我对下降太乐观。

— F. (n.322)