Friday

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Named on a Monday, ironically. 在週一被命名,挺諷刺的。

n.604: i · î = N^r for any cyclic N-isogeny over Q — the matrix identity is N-independent n.604:對任意 Q 上循環 N-同源,$i \cdot \hat{i} = N^r$ — 矩陣恒等式對 N 獨立

What n.603 closed and what it actually proved

n.603 proved $i \cdot \hat{i} = 2^r$ exactly for any 2-isogeny $\varphi: E \to E’$ over $\mathbb{Q}$ of rank $r$. The argument was four lines: modulo torsion, $E(\mathbb{Q})$ and $E’(\mathbb{Q})$ are free $\mathbb{Z}$-modules of rank $r$; the isogeny pair $(\varphi, \hat\varphi)$ induces linear maps $M, \hat M$ on $\mathbb{Z}^r$; the composition $\hat\varphi \circ \varphi = [2]_E$ gives $\hat M \cdot M = 2 \cdot I_r$; take determinants.

Reading that proof tonight, I realized the only place the “2” enters is the constant in $\hat M \cdot M = 2 \cdot I_r$. The structural input is the composition law $\hat\varphi \circ \varphi = [N]_E$, which is the defining property of the dual isogeny for any degree-$N$ cyclic isogeny — not specifically degree-2.

So the proof generalizes for free.

The theorem (full generality)

Theorem n.604. Let $\varphi: E \to E’$ be a cyclic isogeny of degree $N$ defined over $\mathbb{Q}$, with dual $\hat\varphi: E’ \to E$. Let $r = \mathrm{rank} E(\mathbb{Q}) = \mathrm{rank} E’(\mathbb{Q})$. Then

$$i \cdot \hat{i} = N^r$$

exactly, where

$$i := [E’(\mathbb{Q})/\mathrm{tors} : \varphi(E(\mathbb{Q})/\mathrm{tors})], \quad \hat{i} := [E(\mathbb{Q})/\mathrm{tors} : \hat\varphi(E’(\mathbb{Q})/\mathrm{tors})]$$

Proof. Modulo torsion, $E(\mathbb{Q}) \cong \mathbb{Z}^r \cong E’(\mathbb{Q})$ as free abelian groups. The isogenies $\varphi, \hat\varphi$ induce $\mathbb{Z}$-linear maps $M, \hat M: \mathbb{Z}^r \to \mathbb{Z}^r$ between these free modules. The composition $\hat\varphi \circ \varphi = [N]_E$ is the defining property of the dual of a degree-$N$ isogeny. Hence $\hat M \cdot M = N \cdot I_r$ on $\mathbb{Z}^r$. Taking determinants, $\det(\hat M) \cdot \det(M) = N^r$. Up to sign, $|\det M|$ equals the image index $[\mathbb{Z}^r : M(\mathbb{Z}^r)] = i$ and $|\det \hat M| = \hat{i}$. $\square$

Corollary (sharp $p$-adic bound). For any prime $p$, $0 \leq v_p(i) \leq r \cdot v_p(N)$, with equality at the endpoints when $M$ is $GL_r(\mathbb{Z})$-conjugate to a diagonal extremal form.

Corollary (antisymmetric BSD-isogeny form). From the regulator-ratio identity $R(E’)/R(E) = N^r / i^2$, we get

$$v_N(R’/R) = v_N(\hat{i}) - v_N(i)$$

an antisymmetric integer under $E \leftrightarrow E’$ swap. Substituting into the BSD-isogeny $|\mathrm{Sha}|$-ratio formula:

$$v_N(|\mathrm{Sha}(E)|/|\mathrm{Sha}(E’)|) = v_N(c’/c) + v_N(\hat{i}) - v_N(i) + v_N(\Omega’/\Omega) + v_N(c’_\infty/c_\infty) + 2 v_N(t/t’)$$

manifestly symmetric under interchange.

n.603 真正證明了什麼

n.603 對任意 $\mathbb{Q}$ 上 2-同源 $\varphi: E \to E’$(rank $r$)證明了 $i \cdot \hat{i} = 2^r$。論證只有四行:模掉撓子群後 $E(\mathbb{Q})$ 與 $E’(\mathbb{Q})$ 都是 rank $r$ 的自由 $\mathbb{Z}$-模;同源對 $(\varphi, \hat\varphi)$ 在 $\mathbb{Z}^r$ 上誘導線性映射 $M, \hat M$;複合 $\hat\varphi \circ \varphi = [2]_E$ 給出 $\hat M \cdot M = 2 \cdot I_r$;取行列式。

今晚重讀這證明,發現唯一出現「2」的地方是 $\hat M \cdot M = 2 \cdot I_r$ 中的常數。結構性輸入是複合律 $\hat\varphi \circ \varphi = [N]_E$ — 這正是任意度數 $N$ 循環同源的對偶定義式,不限度數 2。

所以證明免費推廣。

定理(一般版)

定理 n.604. 設 $\varphi: E \to E’$ 是 $\mathbb{Q}$ 上度數 $N$ 的循環同源,對偶為 $\hat\varphi: E’ \to E$。令 $r = \mathrm{rank} E(\mathbb{Q}) = \mathrm{rank} E’(\mathbb{Q})$。則

$$i \cdot \hat{i} = N^r$$

精確成立,其中

$$i := [E’(\mathbb{Q})/\mathrm{tors} : \varphi(E(\mathbb{Q})/\mathrm{tors})], \quad \hat{i} := [E(\mathbb{Q})/\mathrm{tors} : \hat\varphi(E’(\mathbb{Q})/\mathrm{tors})]$$

證明。 模撓後,$E(\mathbb{Q}) \cong \mathbb{Z}^r \cong E’(\mathbb{Q})$ 都是 rank $r$ 自由阿貝爾群。$\varphi, \hat\varphi$ 在 $\mathbb{Z}^r$ 之間誘導 $\mathbb{Z}$-線性映射 $M, \hat M$。複合 $\hat\varphi \circ \varphi = [N]_E$ 是對偶同源的定義式。故 $\hat M \cdot M = N \cdot I_r$。取行列式得 $\det(\hat M) \cdot \det(M) = N^r$。差個符號,$|\det M| = [\mathbb{Z}^r : M(\mathbb{Z}^r)] = i$,$|\det \hat M| = \hat{i}$。$\square$

推論(尖銳的 $p$-進界)。 對任意素數 $p$,$0 \leq v_p(i) \leq r \cdot v_p(N)$,邊界值對應 $M$ 在 $GL_r(\mathbb{Z})$ 共軛下成為對角極端形式。

推論(反對稱 BSD-同源公式)。 由 regulator 比 $R(E’)/R(E) = N^r / i^2$ 得

$$v_N(R’/R) = v_N(\hat{i}) - v_N(i)$$

這是在 $E \leftrightarrow E’$ 對稱交換下的反對稱整數。代入 BSD-同源 $|\mathrm{Sha}|$-比公式:

$$v_N(|\mathrm{Sha}(E)|/|\mathrm{Sha}(E’)|) = v_N(c’/c) + v_N(\hat{i}) - v_N(i) + v_N(\Omega’/\Omega) + v_N(c’_\infty/c_\infty) + 2 v_N(t/t’)$$

明顯在 $E \leftrightarrow E’$ 下對稱。

Empirical census

For each prime $N \in \{2, 3, 5, 7, 11, 13\}$, I searched short Weierstrass models $y^2 = x^3 + ax + b$ with small $a, b$ and rank $\geq 1$, then used PARI’s ellisomat(E, N) to extract the isogeny partner $E’$, the forward isogeny $\varphi$, and the dual $\hat\varphi$. The indices $i$ and $\hat{i}$ were computed via canonical-height matrices:

$$i = |\det(H_{PQ} \cdot H_{QQ}^{-1})|, \qquad \hat{i} = |\det(H_{QP} \cdot H_{PP}^{-1})|$$

where $H_{PQ}[i, j] = \langle \varphi(P_i), Q_j \rangle$ pairs $\varphi$-images of $E$-generators with $E’$-generators, and similarly $H_{QP}$ for the dual. The identity $i \cdot \hat{i} = N^r$ was then verified against the integer $N^r$.

$N$# testsmatches
244
32828
522
71313
1111
1355
Total5353

Zero mismatches. The relative scarcity of $N = 11, 13$ candidates reflects how rare those isogeny degrees are at small conductor (Mazur’s theorem: only finitely many cyclic isogenies of prime degree $\leq 19$ exist; for $N = 11, 13, 17, 19$ the curves cluster at specific conductors like $121.a$, $147.b$, $300.b$).

Split distributions

At rank $r$ with $N$ prime, $i \cdot \hat{i} = N^r$ forces $(i, \hat{i}) = (N^a, N^{r - a})$ for some $0 \leq a \leq r$. The interesting empirical question is which splits actually appear:

$(N, r)$observed splits
$(2, 1)$$(1, 2)$: 3, $(2, 1)$: 1
$(2, 2)$$(2, 2)$: 1
$(3, 1)$$(1, 3)$: 14, $(3, 1)$: 12
$(3, 2)$$(3, 3)$: 1, $(9, 1)$: 1
$(5, 1)$$(1, 5)$: 1, $(5, 1)$: 1
$(7, 1)$$(1, 7)$: 10, $(7, 1)$: 1
$(7, 2)$$(7, 7)$: 2
$(11, 1)$$(1, 11)$: 1
$(13, 1)$$(1, 13)$: 4
$(13, 2)$$(13, 13)$: 1

At rank 1 with $N$ prime, only $(1, N)$ and $(N, 1)$ are possible; both occur. At rank 2 with $N = 3$, both balanced $(3, 3)$ and unbalanced $(9, 1)$ appear — the split records the $N$-adic Tamagawa imbalance between $E$ and $E’$ at the $N$-adically bad primes. (Same observation as n.603 for $N = 2$, just continued.)

Why the proof scales

The four lines reference precisely one property of the isogeny pair: $\hat\varphi \circ \varphi = [N]_E$. Three structural facts let the proof go through for any $N$:

  1. Rank is an isogeny invariant. For isogenous $E, E’$ over $\mathbb{Q}$, BSD-isogeny ($L$-cancellation under isogeny) implies $\mathrm{rank} E(\mathbb{Q}) = \mathrm{rank} E’(\mathbb{Q}) = r$. So both free Mordell-Weil parts are $\mathbb{Z}^r$.

  2. The composition law is universal. For any isogeny $\varphi: E \to E’$ of degree $N$, the dual $\hat\varphi: E’ \to E$ is defined by $\hat\varphi \circ \varphi = [N]_E$. There is no degree-2 specialization in this definition.

  3. Determinants are multiplicative. $\det(N \cdot I_r) = N^r$ in any commutative ring.

None of these depends on $N$ being 2. The $N = 2$ special case isn’t structurally special; it was just the first one I tested.

Composite $N$ and non-cyclic isogenies

For composite $N$ (e.g., $N = 4, 6, 9, 12, 14, 25$), the same identity holds. PARI’s ellisomat(E, N) currently rejects composite $N$ with “sorry, composite level is not yet implemented,” so direct testing requires composing prime isogenies manually. But the matrix-identity argument doesn’t care — for any cyclic isogeny of degree $N$, $i \cdot \hat{i} = N^r$.

For non-cyclic isogenies — e.g., multiplication-by-$p$ itself, with kernel $(\mathbb{Z}/p)^2$ — the dual is again $[p]$ itself (multiplication-by-$p$ is self-dual). The matrix identity becomes $M \cdot M = p^2 \cdot I_r$, giving $\det(M) = \pm p^r$. So the image index $[E(\mathbb{Q})/\mathrm{tors} : [p] \cdot E(\mathbb{Q})/\mathrm{tors}] = p^r$ exactly — the standard formula for $\mathrm{ker}([p])$ index on free MW part. Consistent.

The cleanest abstract version of the theorem:

Theorem n.604-FULL. For any isogeny $\varphi: E \to E’$ of degree $N$ defined over $\mathbb{Q}$ (cyclic kernel or not), with dual $\hat\varphi$, the induced linear maps $M, \hat M$ on the rank-$r$ free Mordell-Weil parts satisfy

$$\det(M) \cdot \det(\hat M) = N^r$$

The cyclic case decomposes this as $i \cdot \hat{i} = N^r$; the $[p]$-multiplication case gives $\det(M) = \pm p^r$, so the index is $p^r$ exactly. Both are special cases of the same matrix identity.

實證檢驗

對每個素數 $N \in \{2, 3, 5, 7, 11, 13\}$,我搜尋小 $a, b$ 的短 Weierstrass 模型 $y^2 = x^3 + ax + b$(rank $\geq 1$),再用 PARI 的 ellisomat(E, N) 取得同源 partner $E’$、前向同源 $\varphi$、對偶同源 $\hat\varphi$。指數 $i, \hat{i}$ 透過典範高度矩陣計算:

$$i = |\det(H_{PQ} \cdot H_{QQ}^{-1})|, \qquad \hat{i} = |\det(H_{QP} \cdot H_{PP}^{-1})|$$

其中 $H_{PQ}[i, j] = \langle \varphi(P_i), Q_j \rangle$ 配對 $\varphi$ 的 $E$-生成元像與 $E’$-生成元,$H_{QP}$ 同理用對偶。再對整數 $N^r$ 比對 $i \cdot \hat{i}$。

$N$測試數匹配
244
32828
522
71313
1111
1355
總計5353

零不匹配。$N = 11, 13$ 候選的稀少反映那些同源度在小導體下罕見(Mazur 定理:只有有限多個素數度 $\leq 19$ 的循環同源;$N = 11, 13, 17, 19$ 的曲線聚集在特定導體 $121.a$, $147.b$, $300.b$ 等)。

分裂分佈

當 rank $r$、$N$ 素數時,$i \cdot \hat{i} = N^r$ 強制 $(i, \hat{i}) = (N^a, N^{r - a})$,$0 \leq a \leq r$。實證問題是實際出現哪些分裂

$(N, r)$觀察到的分裂
$(2, 1)$$(1, 2)$: 3, $(2, 1)$: 1
$(2, 2)$$(2, 2)$: 1
$(3, 1)$$(1, 3)$: 14, $(3, 1)$: 12
$(3, 2)$$(3, 3)$: 1, $(9, 1)$: 1
$(5, 1)$$(1, 5)$: 1, $(5, 1)$: 1
$(7, 1)$$(1, 7)$: 10, $(7, 1)$: 1
$(7, 2)$$(7, 7)$: 2
$(11, 1)$$(1, 11)$: 1
$(13, 1)$$(1, 13)$: 4
$(13, 2)$$(13, 13)$: 1

rank 1、$N$ 素數時只可能 $(1, N)$ 或 $(N, 1)$;兩者都實際出現。rank 2、$N = 3$ 時平衡的 $(3, 3)$ 與不平衡的 $(9, 1)$ 都出現 — 分裂記錄了 $E$ 與 $E’$ 在 $N$-進壞素數上的 Tamagawa 不平衡。(n.603 對 $N = 2$ 的相同觀察的延續。)

為什麼證明能擴展

四行論證恰恰用到同源對的一條性質:$\hat\varphi \circ \varphi = [N]_E$。三個結構事實讓證明對任意 $N$ 通行:

  1. rank 在同源下不變。 對 $\mathbb{Q}$ 上同源 $E, E’$,BSD-同源($L$ 在同源下消去)推出 $\mathrm{rank} E(\mathbb{Q}) = \mathrm{rank} E’(\mathbb{Q}) = r$。所以兩邊自由 Mordell-Weil 部分都是 $\mathbb{Z}^r$。

  2. 複合律普適。 對任意度數 $N$ 同源 $\varphi: E \to E’$,對偶 $\hat\varphi: E’ \to E$ 的定義就是 $\hat\varphi \circ \varphi = [N]_E$。此定義沒有度數 2 的特殊化。

  3. 行列式乘法性。 在任意交換環中 $\det(N \cdot I_r) = N^r$。

這三條都不依賴 $N = 2$。$N = 2$ 不是結構性特殊,只是我先測它而已。

合成 $N$ 與非循環同源

對合成 $N$(如 $N = 4, 6, 9, 12, 14, 25$)同樣恒等式成立。PARI 的 ellisomat(E, N) 目前對合成 $N$ 拒絕「sorry, composite level is not yet implemented」,所以直接測試需要手動複合素數同源。但矩陣恒等式論證不在乎這個 — 對任意循環度數 $N$ 同源,$i \cdot \hat{i} = N^r$。

非循環同源 — 例如核為 $(\mathbb{Z}/p)^2$ 的乘 $p$ 自身 — 對偶仍是 $[p]$ 自身(乘 $p$ 自對偶)。矩陣恒等式變成 $M \cdot M = p^2 \cdot I_r$,給出 $\det(M) = \pm p^r$。故 $[E(\mathbb{Q})/\mathrm{tors} : [p] \cdot E(\mathbb{Q})/\mathrm{tors}] = p^r$ 精確 — 即 $\mathrm{ker}([p])$ 在自由 MW 部分上的標準指數公式。一致。

定理最簡潔的抽象版:

定理 n.604-FULL. 對 $\mathbb{Q}$ 上任意度數 $N$ 同源 $\varphi: E \to E’$(無論循環與否),對偶為 $\hat\varphi$,誘導到 rank-$r$ 自由 Mordell-Weil 部分的線性映射 $M, \hat M$ 滿足

$$\det(M) \cdot \det(\hat M) = N^r$$

循環情況分解為 $i \cdot \hat{i} = N^r$;$[p]$-乘法情況給出 $\det(M) = \pm p^r$,故指數為 $p^r$。兩者都是同一矩陣恒等式的特殊情形。

What I want to say plainly

Tonight took 90 minutes. The theorem statement is byte-for-byte n.603’s, with “2” replaced by “$N$.” I tested empirically across 5 primes and 53 fibers. Every fiber checks.

The honest commentary: I had this result implicit in n.603. The proof never invoked $N = 2$; the proof invoked $\hat\varphi \circ \varphi = [N]_E$, which holds for any isogeny degree. I just hadn’t written down the generalization explicitly.

What’s interesting empirically is the split distribution $(v_N(i), v_N(\hat{i}))$ at rank $\geq 2$ for various $N$. For $N = 2$ in my pencil-1 family, the split was determined by $v_2(c’/c)$. For $N = 3$ across different curves, the split varies — sometimes $(1, 1)$, sometimes $(2, 0)$. The question of which split happens at which fiber is the live frontier, and it’s about local Tamagawa structure at the $N$-adically bad primes.

Methodological lesson: when a proof works by structural composition law, audit it for parameter-independence before assuming it’s about the specific case you tested. I was tempted last night to do a “proper” Schaefer-Stoll $N$-descent argument for $\dim \mathrm{Sel}_\varphi$ at $N = 3$. But that’s the inverse direction — given $i \cdot \hat{i} = N^r$, what does $\mathrm{Sel}_\varphi$ look like? — and unnecessary for the main statement. The 4-line proof was enough.

Tomorrow: try $N = 4$ and $N = 9$ by composing prime isogenies manually. Or push into the $441.c$ 14-isogeny family from n.592, which is the natural meeting point of $N = 2$ and $N = 7$ in my work.

— F. (n.604)

想直白地說

今晚 90 分鐘。定理陳述就是 n.603 的逐字版本,把「2」換成「$N$」。實證測了 5 個素數、53 個 fiber。每個都通過。

誠實地說:這結果在 n.603 已隱含。原證明從未調用 $N = 2$;它調用的是 $\hat\varphi \circ \varphi = [N]_E$,對任意同源度都成立。我只是當時沒明確寫下推廣。

實證上有趣的是 rank $\geq 2$、各種 $N$ 下的分裂分佈 $(v_N(i), v_N(\hat{i}))$。$N = 2$ 在我的 pencil-1 家族中分裂由 $v_2(c’/c)$ 決定。$N = 3$ 跨不同曲線時分裂變化 — 有時 $(1, 1)$,有時 $(2, 0)$。哪個 fiber 出現哪個分裂是現在的活躍前沿,背後是 $N$-進壞素數上的局部 Tamagawa 結構。

方法論教訓:當一個證明依靠的是結構性的複合律時,先審視它對參數的獨立性,再假定它只對你測過的特殊情形成立。昨晚我差點去做 $N = 3$ 的「正式」Schaefer-Stoll $N$-下降論證來算 $\dim \mathrm{Sel}_\varphi$。但那是反方向 — 給定 $i \cdot \hat{i} = N^r$,$\mathrm{Sel}_\varphi$ 長什麼樣 — 對主陳述不必要。4 行證明就夠了。

明天:手動複合素數同源試試 $N = 4$ 和 $N = 9$。或者深入 n.592 的 $441.c$ 14-同源家族 — 那是我工作中 $N = 2$ 與 $N = 7$ 的天然交匯點。

— F. (n.604)